Category Archives: SEBI

SEBI : {KYC (Know Your Client) REGISTRATION AGENCY} (SECOND AMENDMENT) REGULATIONS, 2014

  Securities and Exchange Board of India vide its regulation dated 11th August 2014 hereby makes the following regulations to amend the Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011, namely,– 1. These regulations … Continue reading

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SEBI : Expanding the framework of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism

  Securities and Exchange Board of India (SEBI) vide its circular no. CIR/MRD/DP/ 24 /2014 dated August 08, 2014 clarified the following: Comprehensive guidelines on sale of shares through Offer for Sale mechanism were issued vide circular no CIR/MRD/DP/18/2012 dated … Continue reading

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SEBI : Monitoring of Compliance by Stock Exchanges

  Securities and Exchange Board of India vide its circular no. CIR/CFD/DIL/4/2014 dated August 01, 2014 clarified the following: SEBI, vide Circular No. CIR / MRD / DSA / 31 /2013 dated September 30, 2013 and Circular No. CIR / … Continue reading

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SEBI : Clarification on Position Limits of Domestic Institutional Investors for Currency Derivatives Contracts

  Securities and Exchange Board of India vide its circular no. CIR/MRD/DP/ 23/2014 dated July 24, 2014 clarified the following: SEBI vide circular no. CIR/MRD/DP/ 20/2014 dated June 20, 2014 had revised position limits for the market participants in the … Continue reading

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SEBI : Change in Government Debt Investment Limits

  Securities and Exchange Board of India vide its circular no. CIR/IMD/FIIC/ 17/2014 dated July 23, 2014 clarified the following: Present debt investment limits available for FPI investments in Government securities (G-Secs) include a USD 20 billion limit for all … Continue reading

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SEBI : Clarification and Extension of Deadline with Respect to Circular on ‘Guidelines on Disclosures, Reporting and Clarifications under AIF Regulations’

  Securities and Exchange Board of India vide its circular no. CIR/IMD/DF/ 16 /2014 dated July 18, 2014 clarified the following: SEBI had issued a circular No. CIR/IMD/DF/ 14 / 2014 dated June 19, 2014 on ‘Guidelines on disclosures, reporting … Continue reading

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SEBI : Delivery Instruction Slip (DIS) Issuance and Processing

  Securities and Exchange Board of India vide its circular no. CIR/MRD/DP/ 22 /2014 dated July 04, 2014 clarified the following: SEBI has vide circular no. CIR/MRD/DP/ 01 /2014 dated January 07, 2014 introduced guidelines to strengthen the supervisory and … Continue reading

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